JUX securities attorneys advise public companies and shareholders on compliance duties under federal and state securities laws and regulations including

  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Trust Indenture Act of 1939
  • Investment Company Act of 1940
  • Investment Advisers Act of 1940
  • Sarbanes-Oxley Act of 2002
  • Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
  • Jumpstart Our Business Startups Act of 2012

We are available to assist companies with preparing public company quarterly and annual reports filed with the SEC: 8-K, 10-Q, and 10-K.

Our securities attorneys are available to help clients prepare and file reports disclosing beneficial interests in public companies including Schedule 13Ds and 13Gs, as well as Form 3, 4 and 5.